Poon, Wai Man (SFC:AGI925) 潘惠雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2008-03-25 | 2009-08-26 |
| 2 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Dealing in securities | 2005-05-20 | 2006-02-03 | Rep | Advising on securities | 2005-05-20 | 2008-03-08 | Rep | Advising on securities | 2015-05-29 | Rep | Dealing in securities | 2015-05-29 |
| 3 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Advising on securities | 2005-03-08 | Rep | Dealing in securities | 2005-03-08 |
| 4 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-11-03 | 2013-01-07 |
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