Hoad, Benjamin Isaac
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2019-06-13 | 2019-06-21 | Rep | Dealing in securities | 2019-06-13 | 2019-06-21 | RO | Advising on securities | 2019-06-21 | RO | Dealing in securities | 2019-06-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-07-07 | 2007-04-18 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-07 | 2007-04-18 |
| 4 | Knight Capital Asia Limited | Rep | Dealing in securities | 2009-04-09 | 2010-06-03 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-06-04 | 2008-11-20 | Rep | Advising on futures contracts | 2007-08-15 | 2008-11-20 | Rep | Automated trading services | 2007-08-15 | 2008-11-20 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-08-15 | 2008-11-20 | Rep | Dealing in futures contracts | 2007-08-15 | 2008-11-20 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-06-04 | 2008-11-20 |
| 8 | PACIFIC GROUP LIMITED (THE) | Rep | Asset management | 2015-10-22 | 2016-03-17 |
| 9 | Renaissance Capital (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-02 | 2011-10-28 |
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