Tan, Shiming 談世銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2005-08-15 | 2007-05-28 | Rep | Dealing in securities | 2008-12-29 | 2011-03-11 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-07-27 | 2023-05-08 | Rep | Dealing in securities | 2015-07-27 | 2023-05-08 | Rep | Advising on corporate finance | 2023-04-24 | Rep | Advising on securities | 2023-04-24 | 2023-05-08 | RO | Advising on securities | 2023-05-08 | RO | Dealing in futures contracts | 2023-05-08 | RO | Dealing in securities | 2023-05-08 |
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