Chong, Peter Ping Leong 莊秉量
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-06-22 | 2020-12-31 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-18 | 2020-12-31 |
| 3 | Pulun International Asset Management Limited | RO | Asset management | 2022-04-28 | 2022-10-24 |
| 4 | Pulun International Securities Limited | RO | Advising on securities | 2022-04-28 | 2022-10-24 | RO | Dealing in securities | 2022-04-28 | 2022-10-24 |
| 5 | RuiLian Financial Group Company Limited | Rep | Dealing in securities | 2021-01-29 | 2021-11-23 | Rep | Advising on securities | 2021-02-19 | 2021-11-23 | Rep | Asset management | 2021-02-19 | 2021-11-23 | RO | Advising on securities | 2021-11-23 | 2022-03-25 | RO | Asset management | 2021-11-23 | 2022-03-25 | RO | Dealing in securities | 2021-11-23 | 2022-03-25 |
| 6 | SIGMA MANAGEMENT LTD | Rep | Advising on securities | 2022-11-16 | 2022-12-30 | Rep | Asset management | 2022-11-16 | 2022-12-30 | RO | Advising on securities | 2022-12-30 | RO | Asset management | 2022-12-30 |
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