Levy, Frederic David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Altitude Principle Advisory Limited | RO | Asset management | 2011-03-16 | 2012-10-23 | Rep | Asset management | 2014-10-06 | 2014-12-01 | RO | Asset management | 2014-12-01 | 2020-05-25 |
| 2 | DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2008-08-27 | 2009-06-30 | Rep | Dealing in securities | 2008-08-27 | 2009-06-30 |
| 3 | Epigen Group (Hong Kong) Limited | RO | Advising on securities | 2021-11-16 | RO | Asset management | 2021-11-16 |
| 4 | Golden Full Asset Management Limited | RO | Advising on securities | 2014-04-03 | 2014-08-11 | RO | Asset management | 2014-04-03 | 2014-08-11 |
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