Xu, Xiao (SFC:BNM996) 徐瀟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-05-09 | 2019-06-23 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-10-08 | 2019-06-23 |
| 3 | Harvest Global Capital Investments Limited | Rep | Dealing in securities | 2019-09-17 | Rep | Advising on securities | 2020-02-07 | Rep | Asset management | 2020-02-24 |
| 4 | iBest Consultants Limited | Rep | Dealing in securities | 2018-10-08 | 2018-11-11 |
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