Chen, Chao (SFC:BDI410) 陳潮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2014-04-22 | 2018-12-11 | Rep | Dealing in securities | 2014-04-22 | 2018-12-11 | Rep | Advising on corporate finance | 2019-10-16 | 2021-02-11 | Rep | Dealing in securities | 2019-10-16 | 2021-02-11 | Rep | Advising on securities | 2020-07-16 | 2021-02-11 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-05-28 | Rep | Dealing in securities | 2021-05-28 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-02-25 | 2019-08-05 |
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