Yao, Simone Tong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asiya Investments Hong Kong Limited | Rep | Advising on securities | 2016-01-21 | 2016-09-26 | Rep | Asset management | 2016-01-21 | 2016-09-26 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-09 | Rep | Advising on securities | 2019-09-17 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-09-09 | |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-12-04 | 2019-07-08 |
| 5 | Light & Salt Capital Management Limited | Rep | Asset management | 2014-11-04 | 2015-12-31 |
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