Lu, Chengchun 陆澄淳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2023-04-20 | 2024-02-07 | RO | Asset management | 2024-02-07 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2023-03-07 | 2023-10-04 | Rep | Dealing in securities | 2023-03-07 | 2023-10-04 | RO | Advising on securities | 2023-10-04 | RO | Dealing in securities | 2023-10-04 |
| 3 | Howbuy Hong Kong Limited | Rep | Asset management | 2021-06-30 | 2021-07-21 | Rep | Advising on securities | 2021-06-30 | 2021-11-26 | Rep | Dealing in securities | 2021-06-30 | 2021-11-26 | RO | Asset management | 2021-07-21 | 2022-12-17 | RO | Advising on securities | 2021-11-26 | 2022-12-17 | RO | Dealing in securities | 2021-11-26 | 2022-12-17 |
| 4 | LUPU (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-09 | 2021-05-07 | Rep | Asset management | 2019-09-09 | 2021-05-07 | Rep | Dealing in securities | 2020-06-04 | 2021-05-07 |
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