Soo, Joon Shern 蘇駿昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hel Ved Capital Management Limited | Rep | Advising on securities | 2022-06-16 | Rep | Asset management | 2022-06-16 |
| 2 | LiZen Asset Management Limited | Rep | Advising on securities | 2019-08-16 | 2020-05-12 | Rep | Asset management | 2019-08-16 | 2020-05-12 | Rep | Asset management | 2021-01-22 | 2022-06-01 | Rep | Advising on securities | 2021-02-16 | 2022-06-01 |
| 3 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2020-05-18 | 2020-10-12 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-10-02 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-02-17 | 2015-02-28 | Rep | Dealing in securities | 2015-10-02 | 2019-06-21 | Rep | Dealing in futures contracts | 2015-12-15 | 2019-06-21 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-12-15 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2019-06-21 | Rep | Dealing in securities | 2016-12-19 | 2019-06-21 |
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