Druce, James Anthony Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2023-11-17 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-09-17 | 2015-09-26 | Rep | Advising on securities | 2017-06-05 | 2017-06-09 | Rep | Advising on securities | 2017-09-12 | 2017-09-14 |
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