Yu, Rui (SFC:BGX925) 余睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-20 | 2019-06-28 | Rep | Asset management | 2018-07-20 | 2019-06-28 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2018-07-20 | 2019-06-28 |
| 3 | CSOP Asset Management Limited | Rep | Advising on securities | 2016-01-27 | 2018-06-28 | Rep | Asset management | 2016-01-27 | 2018-06-28 | Rep | Dealing in securities | 2016-01-27 | 2018-06-28 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-17 | 2023-07-26 | Rep | Dealing in securities | 2020-02-17 | 2023-07-26 |
| 5 | OPTIVER TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-09-04 | Rep | Dealing in securities | 2023-09-04 |
| 6 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-12-04 | 2020-01-15 | Rep | Asset management | 2019-12-04 | 2020-01-15 |
| 7 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-12-04 | 2020-01-15 |
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