Chu, Kin Shing Stephen 朱建誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-09-13 | 2021-09-26 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-03-22 | 2021-09-26 | Rep | Asset management | 2019-12-02 | 2021-09-26 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-12 | 2022-03-01 | RO | Dealing in futures contracts | 2022-03-01 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2021-10-12 | 2022-03-01 | Rep | Dealing in securities | 2021-10-12 | 2022-03-01 | RO | Advising on securities | 2022-03-01 | RO | Dealing in securities | 2022-03-01 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-03-02 | 2021-09-26 | Rep | Advising on securities | 2018-08-16 | 2021-09-26 |
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