Lee, Sang Kyo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-08-13 | 2011-04-11 | RO | Dealing in securities | 2011-04-11 | Rep | Dealing in futures contracts | 2015-11-17 | 2016-05-04 | RO | Dealing in futures contracts | 2016-05-04 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-04-20 | 2010-05-11 |
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