Lahiri, Prithvijit 溥瑞思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-15 | 2013-01-24 | Rep | Advising on securities | 2010-06-15 | 2013-01-24 | Rep | Dealing in securities | 2010-06-15 | 2013-01-24 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2021-07-15 | |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-11-03 | 2019-10-04 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-04-25 | 2008-09-29 | Rep | Advising on securities | 2007-04-25 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2010-05-04 | Rep | Advising on securities | 2008-10-10 | 2010-05-04 | Rep | Dealing in securities | 2009-12-21 | 2010-05-04 |
| 6 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2013-03-27 | 2014-08-07 | Rep | Advising on securities | 2013-03-27 | 2014-08-07 | Rep | Dealing in securities | 2013-03-27 | 2014-08-07 |
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