Peng, Wensheng 彭文生

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED RO Advising on securities 2008-09-11 2010-08-28
2 CHINA EVERBRIGHT RESEARCH LIMITED Rep Advising on securities 2016-10-20 2018-02-23
RO Advising on securities 2018-02-23 2020-05-31
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on securities 2010-10-11 2010-11-02
Rep Dealing in securities 2010-10-11 2015-01-15
RO Advising on securities 2010-11-02 2015-01-15
Rep Advising on securities 2020-06-02 2020-08-21
Rep Dealing in securities 2020-06-02 2020-09-03
RO Advising on securities 2020-08-21
4 CITIC Securities Brokerage (HK) Limited Rep Advising on securities 2015-01-27 2015-02-24
RO Advising on securities 2015-02-24 2016-10-17

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