Lai, Patrick Pak Hung 黎柏鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2018-07-11 | |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2017-02-22 | 2018-06-29 | Rep | Advising on securities | 2017-02-22 | 2018-06-29 | Rep | Dealing in securities | 2017-02-22 | 2018-06-29 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-02-10 | 2016-12-01 | Rep | Advising on securities | 2014-02-10 | 2016-12-01 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2014-02-10 | 2016-12-01 | Rep | Advising on securities | 2014-12-30 | 2016-12-01 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2010-03-08 | 2014-02-09 | Rep | Dealing in securities | 2010-03-08 | 2014-02-09 | Rep | Advising on securities | 2010-03-15 | 2014-02-09 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-12-15 | 2018-06-29 | Rep | Dealing in securities | 2017-12-15 | 2018-06-29 |
| 7 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-04-14 | 2010-03-01 | Rep | Dealing in securities | 2008-04-14 | 2010-03-01 |
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