Yang, Nan (SFC:AVT459) 楊楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2012-09-13 | 2014-03-15 |
| 2 | CHELSEA SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2018-04-12 | 2018-08-06 | Rep | Advising on securities | 2018-04-12 | 2018-08-06 | Rep | Dealing in securities | 2018-04-12 | 2018-08-06 | RO | Advising on corporate finance | 2018-08-06 | 2022-12-20 | RO | Advising on securities | 2018-08-06 | 2022-12-20 | RO | Dealing in securities | 2018-08-06 | 2022-12-20 | Rep | Advising on corporate finance | 2022-12-20 | Rep | Advising on securities | 2022-12-20 | Rep | Dealing in securities | 2022-12-20 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-08-30 | 2012-05-16 | Rep | Advising on securities | 2010-08-30 | 2012-05-16 | Rep | Dealing in securities | 2010-08-30 | 2012-05-16 | Rep | Advising on corporate finance | 2014-03-31 | 2018-03-30 | Rep | Advising on securities | 2014-03-31 | 2018-03-30 | Rep | Dealing in securities | 2014-03-31 | 2018-03-30 |
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