Yu, Vivien Wei Sung 余惠心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2017-10-30 | 2021-01-12 | Rep | Dealing in securities | 2017-10-30 | 2021-01-12 | Rep | Advising on securities | 2022-02-09 | Rep | Dealing in securities | 2022-02-09 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2010-07-27 | 2010-08-27 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-27 | 2010-08-27 |
| 4 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2014-09-17 | 2017-09-18 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-09-17 | 2016-06-30 | Rep | Dealing in securities | 2014-09-17 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2017-09-18 | Rep | Dealing in securities | 2016-07-01 | 2017-09-18 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-09-17 | 2016-06-30 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-28 | 2014-09-10 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-04-28 | 2014-09-10 | Rep | Dealing in securities | 2014-04-28 | 2014-09-10 |
| 9 | iBest Consultants Limited | Rep | Advising on securities | 2010-09-27 | 2014-09-10 | Rep | Asset management | 2010-09-27 | 2014-09-10 | Rep | Dealing in securities | 2010-09-27 | 2014-09-10 | Rep | Dealing in futures contracts | 2012-05-07 | 2014-09-10 |
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