Lee, Judith Yee Man 李綺文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Financial Group Limited | Rep | Dealing in securities | 2017-12-19 | |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-11-22 | 2012-05-15 | Rep | Dealing in securities | 2011-03-18 | 2012-05-15 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-09-26 | 2017-10-02 | Rep | Dealing in securities | 2014-09-26 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2017-10-28 | Rep | Dealing in securities | 2017-10-03 | 2017-10-28 |
| 4 | KGI Asset Management Limited | Rep | Advising on securities | 2013-07-29 | 2014-09-18 | Rep | Dealing in securities | 2013-07-29 | 2014-09-18 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-07-29 | 2006-10-31 |
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