Tam, Simon Shui Ming 譚瑞明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-31 | 2016-06-22 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2016-06-22 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-10-17 | 2017-02-12 | Rep | Dealing in securities | 2016-10-17 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
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