Wong, Cho Wai (SFC:AUG836) 黃祖衛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2016-03-11 | 2018-09-23 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-02-14 | 2018-09-23 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-09-04 | 2018-09-23 | Rep | Leveraged foreign exchange trading | 2017-09-04 | 2018-09-23 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-04 | 2018-09-23 |
| 5 | CLC SECURITIES LIMITED | RO | Dealing in futures contracts | 2021-12-01 | 2021-12-28 | RO | Dealing in securities | 2021-12-01 | 2021-12-28 |
| 6 | Eddid Securities and Futures Limited | Rep | Dealing in futures contracts | 2022-05-25 | 2022-08-19 | Rep | Dealing in securities | 2022-05-25 | 2022-08-19 | Rep | Leveraged foreign exchange trading | 2022-08-03 | 2024-02-13 | RO | Dealing in futures contracts | 2022-08-19 | 2024-02-13 | RO | Dealing in securities | 2022-08-19 | 2024-02-13 |
| 7 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-01 | 2010-12-10 |
| 8 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-03-01 | 2010-12-10 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-03-11 | 2018-09-23 |
| 10 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2010-12-24 | 2013-08-21 |
| 11 | Funderstone Securities Limited | Rep | Dealing in securities | 2010-12-24 | 2013-08-21 |
| 12 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-10-10 | 2021-07-26 |
| 13 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2010-02-10 |
| 14 | Success Securities Limited | Rep | Dealing in securities | 2010-01-04 | 2010-02-10 |
| 15 | uSmart Securities Limited | RO | Dealing in securities | 2024-02-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy