Li, Norman Kai Keung 李繼強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | RO | Automated trading services | 2004-03-11 | RO | Dealing in securities | 2006-04-24 | RO | Advising on securities | 2003-08-05 | 2006-04-24 | RO | Asset management | 2003-08-05 | 2006-04-24 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-06-06 | 2003-08-05 | RO | Dealing in futures contracts | 2003-08-05 | 2006-04-24 |
| 3 | IAM LEGACY LIMITED | RO | Advising on securities | 2007-08-21 | RO | Asset management | 2007-08-21 |
| 4 | JS SECURITIES LIMITED (HK) | RO | Dealing in securities | 2011-01-20 | 2013-12-31 |
| 5 | Kaiser KT Capital Limited | RO | Advising on corporate finance | 2008-10-03 | 2014-02-06 |
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