Wong, Geoffrey Lork Heng 王諾衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-03-02 | 2015-01-29 | Rep | Asset management | 2014-05-19 | RO | Advising on securities | 2015-01-29 |
| 2 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-03-15 | 2012-03-09 | RO | Dealing in securities | 2012-03-09 | 2013-09-02 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-08-03 | 2009-02-17 |
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