Ghia, Manish Hasmukh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-02-09 | 2007-03-19 | Rep | Dealing in futures contracts | 2006-06-15 | 2007-03-19 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-16 | 2015-08-18 | RO | Dealing in securities | 2015-08-18 | 2018-09-06 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-04-16 | 2015-08-18 | Rep | Dealing in futures contracts | 2010-08-20 | 2018-09-06 | RO | Dealing in securities | 2015-08-18 | 2018-09-06 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-16 | 2010-08-20 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-10 | 2019-11-13 | Rep | Dealing in securities | 2018-12-10 | 2019-11-13 | RO | Dealing in futures contracts | 2019-11-13 | 2021-07-02 | RO | Dealing in securities | 2019-11-13 | 2021-07-02 |
| 6 | Y2 CAPITAL PARTNERS LIMITED | Rep | Advising on securities | 2022-02-22 | 2022-05-03 | Rep | Asset management | 2022-02-22 | 2022-05-03 | RO | Advising on securities | 2022-05-03 | RO | Asset management | 2022-05-03 |
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