Lau, Chun Sing (SFC:AMF586) 劉振昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2024-04-25 | Rep | Asset management | 2024-04-25 | Rep | Dealing in securities | 2024-04-25 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-05-24 | 2024-01-18 | Rep | Dealing in securities | 2023-05-24 | 2024-01-18 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-07-15 | 2012-11-21 | Rep | Advising on securities | 2011-10-31 | 2012-11-21 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-20 | 2012-11-21 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-15 | 2010-09-20 |
| 6 | Wonder Capital Group Limited | Rep | Advising on securities | 2021-12-01 | 2023-04-14 | Rep | Asset management | 2021-12-01 | 2023-04-14 | Rep | Dealing in securities | 2021-12-01 | 2023-04-14 |
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