Ngan, Melody Tsung Wen 顏瑽韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2017-03-03 | 2018-01-05 | Rep | Advising on securities | 2017-03-03 | 2018-01-05 | Rep | Dealing in securities | 2017-03-03 | 2018-01-05 | RO | Advising on corporate finance | 2018-01-05 | 2018-09-03 | RO | Advising on securities | 2018-01-05 | 2018-09-03 | RO | Dealing in securities | 2018-01-05 | 2018-09-03 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-04-09 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-02-12 | 2005-10-27 | Rep | Advising on corporate finance | 2005-04-22 | 2005-10-27 | Rep | Advising on securities | 2005-04-22 | 2005-10-27 | Rep | Advising on corporate finance | 2006-04-04 | 2016-03-08 | Rep | Advising on securities | 2006-04-04 | 2016-03-08 | Rep | Dealing in securities | 2006-04-04 | 2016-03-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-04-22 | 2005-10-27 | Rep | Advising on securities | 2005-04-22 | 2005-10-27 | Rep | Dealing in securities | 2005-04-22 | 2005-10-27 | Rep | Advising on corporate finance | 2006-04-04 | 2016-03-08 | Rep | Advising on securities | 2006-04-04 | 2016-03-08 | Rep | Dealing in securities | 2006-04-04 | 2016-03-08 |
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