Ching, Wallace Sick Lun 程識麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital 49 Investment Management Limited | RO | Asset management | 2023-04-28 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-07-22 | 2011-04-06 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-22 | 2011-04-06 | Rep | Dealing in securities | 2009-07-22 | 2011-04-06 |
| 4 | Magpie Securities Limited (HK) | RO | Advising on securities | 2017-08-02 | 2021-12-31 | RO | Asset management | 2017-08-02 | 2021-12-31 | RO | Dealing in securities | 2017-08-02 | 2021-12-31 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-04-18 | 2012-04-18 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-18 | 2012-04-18 |
| 7 | WKA Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-08-16 | 2017-07-06 | RO | Asset management | 2016-08-16 | 2017-07-06 |
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