Ha, James Ka Chun 夏家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Dealing in futures contracts | 2005-05-27 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-31 | |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-31 | 2005-09-05 | RO | Dealing in securities | 2005-09-05 | 2019-10-25 | Rep | Dealing in securities | 2019-10-25 |
| 4 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-02-23 | Rep | Advising on securities | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Dealing in securities | 2005-05-27 |
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