Xu, Xiaohui (SFC:AOA592) 徐曉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-06-03 | 2021-02-10 | Rep | Advising on securities | 2020-06-03 | 2021-02-10 | Rep | Dealing in securities | 2020-06-03 | 2021-02-10 | RO | Advising on corporate finance | 2021-02-10 | 2021-12-30 | RO | Advising on securities | 2021-02-10 | 2021-12-30 | RO | Dealing in securities | 2021-02-10 | 2021-12-30 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-03-13 | 2020-04-06 | Rep | Advising on securities | 2015-03-13 | 2020-04-06 | Rep | Dealing in securities | 2015-03-13 | 2020-04-06 | Rep | Advising on corporate finance | 2022-08-15 | 2023-10-02 | Rep | Advising on securities | 2022-08-15 | 2023-10-02 | Rep | Dealing in securities | 2022-08-15 | 2023-10-02 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-10-04 | 2009-01-12 | Rep | Advising on corporate finance | 2007-08-28 | 2009-01-12 | Rep | Advising on securities | 2007-08-28 | 2009-01-12 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-08-28 | 2009-01-12 | Rep | Advising on securities | 2007-08-28 | 2009-01-12 | Rep | Dealing in securities | 2007-09-21 | 2009-01-12 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-08-06 | 2015-01-08 | Rep | Advising on securities | 2009-08-06 | 2015-01-08 | Rep | Dealing in securities | 2009-08-06 | 2015-01-08 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2023-10-10 |
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