Orr, Alwin 柯百聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-09-30 | 2017-12-29 | Rep | Dealing in securities | 2015-09-30 | 2017-12-29 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2021-05-04 | Rep | Dealing in securities | 2021-05-04 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-16 | 2015-06-17 | Rep | Dealing in securities | 2011-03-16 | 2015-06-17 | Rep | Dealing in futures contracts | 2018-02-12 | 2021-04-24 | Rep | Dealing in securities | 2018-02-12 | 2021-04-24 |
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