Simon, Saputra 沈健偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-08-11 | Rep | Dealing in securities | 2003-08-11 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-10-19 | 2013-10-01 | Rep | Advising on securities | 2013-06-04 | 2013-10-01 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-08-18 | 2011-09-23 | Rep | Advising on securities | 2013-10-04 | Rep | Dealing in securities | 2013-10-04 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-25 | 2011-09-23 | Rep | Dealing in futures contracts | 2013-10-04 |
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