Liang, William Wei Jen 梁維仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-17 | Rep | Advising on securities | 2003-10-17 | Rep | Asset management | 2003-10-17 | Rep | Automated trading services | 2003-10-17 | Rep | Dealing in securities | 2008-11-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2008-11-21 |
| 3 | Cornucopiae Asset Management Limited | Rep | Asset management | 2014-03-25 | 2014-04-30 |
| 4 | FIRST SECURITIES (HK) LIMITED | Rep | Asset management | 2014-08-01 | 2022-10-31 | Rep | Dealing in securities | 2014-12-05 | 2022-10-31 |
| 5 | MizMaa Ventures Limited | RO | Advising on securities | 2022-11-18 | RO | Asset management | 2022-11-18 | RO | Dealing in securities | 2022-11-18 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-08-03 | 2010-03-05 | Rep | Dealing in securities | 2009-08-03 | 2010-03-05 | RO | Advising on securities | 2010-03-05 | 2011-09-30 | RO | Dealing in securities | 2010-03-05 | 2011-09-30 |
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