Guo, Biao 郭彪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-07 | 2011-07-13 |
| 2 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-15 | RO | Asset management | 2019-01-15 | RO | Advising on futures contracts | 2023-04-24 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-03 | |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-10-16 | |
| 5 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-03-03 | 2016-05-01 | RO | Advising on securities | 2015-11-23 | 2016-05-01 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2011-08-29 | 2015-03-09 | Rep | Advising on futures contracts | 2014-11-13 | 2015-03-09 |
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