Kwok, Sze Ho 郭子豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-01-18 | 2010-10-14 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-11-02 | 2016-03-30 | Rep | Asset management | 2010-11-02 | 2016-03-30 |
| 3 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2016-04-07 | 2017-11-13 | Rep | Dealing in securities | 2016-04-07 | 2017-11-13 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-03-04 | 2010-10-14 | Rep | Dealing in securities | 2010-03-04 | 2010-10-14 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Asset management | 2008-09-30 | 2010-04-01 |
| 6 | Premia Partners Company Limited | Rep | Advising on securities | 2018-02-27 | Rep | Dealing in securities | 2018-02-27 |
| 7 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2004-12-29 | 2006-09-18 |
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