Tse, Ming Fun 謝銘勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-09-10 | 2010-09-01 | Rep | Advising on securities | 2007-09-10 | 2010-09-01 | Rep | Dealing in securities | 2007-09-10 | 2010-09-01 | Rep | Advising on corporate finance | 2007-10-04 | 2010-09-01 | Rep | Asset management | 2007-10-04 | 2010-09-01 |
| 2 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2006-05-29 | 2007-06-09 | Rep | Advising on securities | 2006-05-29 | 2007-06-09 | Rep | Dealing in securities | 2006-05-29 | 2007-06-09 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-09-23 | 2003-10-30 |
| 4 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-04 | 2006-04-03 | Rep | Advising on securities | 2005-12-13 | 2006-04-03 | Rep | Dealing in securities | 2005-12-13 | 2006-04-03 |
| 5 | Gulf Line Capital Advisors Limited | RO | Advising on securities | 2015-08-27 | 2016-12-31 | RO | Asset management | 2015-08-27 | 2016-12-31 |
| 6 | LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2021-12-07 | RO | Asset management | 2021-12-07 |
| 7 | Matrix Asset Management Limited | Rep | Advising on securities | 2014-11-27 | 2015-07-31 | Rep | Asset management | 2014-11-27 | 2015-07-31 |
| 8 | ORIENT SECURITIES LIMITED | RO | Asset management | 2019-04-12 | 2021-10-31 |
| 9 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2004-02-02 | 2004-03-26 |
| 10 | RSI ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-07-25 | 2018-08-27 |
| 11 | Tempo Asset Management (Hong Kong) Co., Limited | Rep | Asset management | 2013-02-18 | 2013-04-25 |
| 12 | WEST BULL SECURITIES LIMITED | RO | Asset management | 2018-05-17 | 2018-12-31 |
| 13 | Wolver Hill Asset Management Asia Limited | Rep | Advising on securities | 2010-09-20 | 2011-10-03 | Rep | Asset management | 2010-09-20 | 2011-10-03 |
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