Chu, John Kin Fun 朱建勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2020-10-09 | Rep | Dealing in securities | 2020-10-09 | Rep | Asset management | 2020-12-11 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-03-03 | 2017-04-30 |
| 3 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-05-05 | 2007-02-05 | Rep | Asset management | 2005-05-05 | 2007-02-05 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2012-01-09 | 2013-03-11 |
| 5 | IAM LEGACY LIMITED | Rep | Advising on securities | 2013-09-19 | 2014-05-02 |
| 6 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-06-07 | 2013-09-02 |
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