Lau, Chun Wai (SFC:AFK569) 劉振威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BAIYI CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2016-11-30 | 2018-06-30 | RO | Asset management | 2016-11-30 | 2018-06-30 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-24 | 2004-10-12 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-24 | 2004-10-12 |
| 4 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2006-01-09 | 2006-01-20 | RO | Advising on securities | 2006-01-20 | 2007-03-04 |
| 5 | JQ Investments (HK) Limited | RO | Asset management | 2021-02-05 | 2023-09-30 | RO | Advising on securities | 2023-02-27 | 2023-09-30 |
| 6 | Kaisa Asset Management Limited | RO | Advising on securities | 2015-08-18 | 2016-02-18 | RO | Asset management | 2015-08-18 | 2016-02-18 |
| 7 | NFH Asset Management Limited | Rep | Advising on securities | 2019-02-22 | 2019-03-13 | Rep | Asset management | 2019-02-22 | 2019-03-13 | RO | Advising on securities | 2019-03-13 | 2021-01-27 | RO | Asset management | 2019-03-13 | 2021-01-27 |
| 8 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2019-07-11 | 2021-01-27 |
| 9 | Regan International Asset Management Limited | Rep | Advising on securities | 2018-08-08 | 2018-08-24 | Rep | Asset management | 2018-08-08 | 2018-08-24 | RO | Advising on securities | 2018-08-24 | 2019-02-15 | RO | Asset management | 2018-08-24 | 2019-02-15 |
| 10 | SPLENDOR GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2005-03-15 | 2005-10-06 |
| 11 | Surich Asset Management Limited | RO | Advising on securities | 2018-07-05 | 2018-07-15 | RO | Asset management | 2018-07-05 | 2018-07-15 |
| 12 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2004-06-07 | Rep | Advising on securities | 2004-06-07 | Rep | Asset management | 2004-06-07 | Rep | Dealing in securities | 2004-06-07 |
| 13 | VC INTERNATIONAL TRADING LIMITED | Rep | Advising on futures contracts | 2004-06-07 | Rep | Asset management | 2004-06-07 | Rep | Dealing in futures contracts | 2004-06-07 |
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