So, Tat Man 蘇達文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Stream Capital Management Limited | Rep | Asset management | 2012-11-21 | 2018-02-12 | RO | Asset management | 2018-02-12 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2004-01-12 | Rep | Dealing in securities | 2004-01-12 |
| 3 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2004-01-12 | Rep | Dealing in securities | 2004-01-12 |
| 4 | Point72 Hong Kong Limited | Rep | Asset management | 2007-12-10 | 2008-10-16 | Rep | Asset management | 2008-12-11 | 2009-01-23 |
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