Tsui, Chi Hin (SFC:AGH786) 徐子軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-05-18 | 2006-05-06 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-09-02 | Rep | Asset management | 2003-09-02 | Rep | Automated trading services | 2003-09-02 | Rep | Advising on securities | 2003-09-03 | Rep | Dealing in securities | 2003-09-03 |
| 3 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-02 | Rep | Asset management | 2003-09-02 | Rep | Automated trading services | 2003-09-02 | Rep | Advising on securities | 2003-09-03 | Rep | Dealing in securities | 2003-09-03 |
| 4 | Future Growth Asset Management Limited | Rep | Advising on securities | 2014-04-16 | 2015-02-02 | Rep | Asset management | 2014-04-16 | 2015-02-02 |
| 5 | Future Growth Financial Services Limited | Rep | Leveraged foreign exchange trading | 2014-02-18 | 2014-04-04 | RO | Leveraged foreign exchange trading | 2014-04-04 | 2015-02-02 |
| 6 | Gain Capital - Forex.com Hong Kong Limited | RO | Leveraged foreign exchange trading | 2009-07-22 | 2011-12-06 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-08 | 2005-05-11 | Rep | Dealing in futures contracts | 2006-07-21 | 2007-05-12 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-03 | 2005-05-11 | Rep | Leveraged foreign exchange trading | 2004-06-09 | 2005-05-11 | Rep | Dealing in securities | 2006-07-21 | 2007-05-12 | Rep | Leveraged foreign exchange trading | 2006-07-21 | 2007-05-12 |
| 9 | MF Global Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2007-05-17 | 2007-08-08 | Rep | Dealing in futures contracts | 2007-05-17 | 2008-10-04 | Rep | Dealing in securities | 2007-05-17 | 2008-10-04 | RO | Leveraged foreign exchange trading | 2007-08-08 | 2008-10-04 |
| 10 | ONE FINANCIAL MARKETS ASIA LIMITED | RO | Leveraged foreign exchange trading | 2016-10-31 | 2018-11-30 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2006-05-15 | 2006-06-30 | Rep | Dealing in futures contracts | 2006-05-17 | 2006-06-30 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2006-06-30 |
| 13 | Swissquote Asia Limited | RO | Leveraged foreign exchange trading | 2013-02-25 | 2014-02-10 |
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