Lord Ii, John Wesley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | Automated trading services | 2004-03-19 | RO | Advising on securities | 2006-03-28 | RO | Dealing in securities | 2006-03-28 |
| 2 | ETRADE SECURITIES LIMITED | RO | Automated trading services | 2004-03-19 | RO | Advising on securities | 2006-03-28 | RO | Dealing in securities | 2006-03-28 |
| 3 | GINGER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2006-07-12 | 2006-08-16 | RO | Advising on futures contracts | 2006-08-16 | 2009-04-06 | RO | Advising on securities | 2006-08-16 | 2009-04-06 | RO | Asset management | 2006-08-16 | 2009-04-06 |
| 4 | Ginseng Capital Advisors Limited | RO | Asset management | 2009-07-28 | 2014-06-30 |
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