Wong, Lam (SFC:AIY402) 王霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-03 | 2004-07-30 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2003-07-22 | 2009-05-19 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-03 | 2009-05-19 |
| 4 | LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | RO | Advising on securities | 2011-04-28 | 2019-03-31 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-05-26 | 2011-04-20 | Rep | Advising on securities | 2009-09-15 | 2011-04-20 |
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