Chan, Kenneth Kin 陳健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PI INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-06-21 | 2007-09-28 | Rep | Advising on securities | 2004-06-21 | 2007-09-28 | Rep | Asset management | 2004-06-21 | 2007-09-28 |
| 2 | RAB CAPITAL (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-10-02 | 2010-10-20 | Rep | Advising on securities | 2007-10-02 | 2010-10-20 | Rep | Asset management | 2007-10-02 | 2010-10-20 |
| 3 | Safari Asia Limited | Rep | Advising on securities | 2014-01-09 | 2014-11-28 | Rep | Asset management | 2014-01-09 | 2014-11-28 |
| 4 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on securities | 2012-05-15 | 2013-07-17 | Rep | Asset management | 2012-05-15 | 2013-07-17 |
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