Wong, Ho Lam (SFC:ALI771) 黃浩霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2004-10-29 | 2006-07-18 | Rep | Dealing in securities | 2004-10-29 | 2006-07-18 | Rep | Advising on securities | 2005-01-11 | 2006-07-18 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2012-07-23 | 2016-03-12 | Rep | Dealing in futures contracts | 2013-07-09 | 2016-03-12 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-02-17 | 2011-03-30 | Rep | Dealing in securities | 2011-02-17 | 2011-03-30 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-08-04 | 2010-05-12 |
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