Chen, Ken An 陳安

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2012-03-05 2013-01-23
Rep Advising on securities 2013-01-23 2013-04-02
RO Advising on securities 2013-04-02 2017-06-09
Rep Automated trading services 2014-06-13 2015-11-30
Rep Dealing in futures contracts 2014-06-13 2016-07-11
Rep Dealing in securities 2014-06-13 2016-07-11
2 UBS SECURITIES ASIA LIMITED Rep Advising on securities 2006-11-21 2010-10-08
Rep Dealing in securities 2017-10-16 2022-05-31
Rep Dealing in securities 2022-10-25 2022-10-28
Rep Dealing in securities 2024-03-22 2024-03-28

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