Kloss, Brian Lavelle
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Legg Mason Asset Management Hong Kong Limited | Rep | Dealing in securities | 2017-09-25 | 2017-09-29 | Rep | Dealing in securities | 2018-11-06 | 2018-11-09 | Rep | Dealing in securities | 2019-05-29 | 2019-06-03 |
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