Cheung, Wai Man (SFC:ARJ162) 張惠敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-08-27 | 2009-04-30 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2022-02-21 | 2024-03-18 | Rep | Dealing in securities | 2022-02-21 | 2024-03-18 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-08-27 | 2009-10-14 |
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