Lam, Tat Shing (SFC:AUV992) 林達誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-09 | |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-05 | RO | Dealing in securities | 2024-02-02 |
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