Niwa, Koichi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-07-17 | 2017-07-21 | Rep | Advising on securities | 2017-10-19 | 2017-10-27 | Rep | Advising on securities | 2018-04-16 | 2018-04-20 | Rep | Advising on securities | 2019-01-18 | 2019-01-26 | Rep | Advising on securities | 2019-07-22 | 2019-07-27 | Rep | Advising on securities | 2019-10-04 | 2019-10-08 | Rep | Advising on securities | 2023-04-18 | 2023-04-21 | Rep | Advising on securities | 2023-10-13 | 2023-10-19 | Rep | Advising on securities | 2024-03-22 | 2024-03-27 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-03-15 | 2010-03-16 |
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