Wang, Ni (SFC:BAV555) 王霓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2013-02-07 | 2015-10-17 | Rep | Dealing in futures contracts | 2013-06-20 | 2015-10-17 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-02-07 | 2013-08-31 | Rep | Dealing in securities | 2013-02-07 | 2013-08-31 |
| 3 | Swiss China Capital Limited | Rep | Dealing in securities | 2017-08-16 | 2019-07-25 | Rep | Advising on securities | 2017-08-16 | 2022-10-05 | Rep | Asset management | 2017-08-16 | 2022-10-05 |
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